soliciting dealer definition

soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

soliciting dealer means a person or company whose interest in a rights offering is limited to soliciting the exercise of rights by holders of those rights;

Examples of soliciting dealer in a sentence

Notwithstanding the above, if the Company has retained an Intermediary, the Intermediary may instruct an Investor or Soliciting Dealer to remit the Cash Deposit amount in a method authorized by such Intermediary’s portal or other website hosted by the Company or Intermediary in connection with the Offering, which may be remitted in the form of a credit card, wire, ACH payment, or other method, payable to the order of “Enterprise Bank & Trust, as Escrow Agent for “Med-X, Inc.” as applicable.
For purposes of communications and directives, the Escrow Agent shall not accept any instructions from a Soliciting Dealer participating in the Offering.

soliciting dealer refers to the Managing Broker-Dealer and any other securities dealer that may be retained by the Managing Broker-Dealer in connection with the Managing Broker-Dealer’s services to the Company.

soliciting dealer means Mackie Research Capital Corporation;

soliciting dealer means a person or company the interest of which in a rights

soliciting dealer. Any NASD-member securities broker/dealer which is registered as such under Section 15 of the Securities Exchange Act of 1934, as amended, and by the securities regulatory authority of each state in which it conducts any securities-related business, and which executes a Selling Agreement with the Company and participates as a selling broker/dealer with respect to Investor Interestholder Interests.